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feat: add parallel constraint validation (experimental)#560

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david-waltermire merged 7 commits intometaschema-framework:developfrom
david-waltermire:feature/parallel-constraint-validation
Dec 19, 2025
Merged

feat: add parallel constraint validation (experimental)#560
david-waltermire merged 7 commits intometaschema-framework:developfrom
david-waltermire:feature/parallel-constraint-validation

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@david-waltermire david-waltermire commented Dec 18, 2025

Summary

Adds experimental parallel constraint validation with a --threads N CLI option. When enabled, sibling nodes are validated concurrently using a ForkJoinPool, potentially improving validation performance on large documents with multi-core systems.

Changes

New Files

  • ParallelValidationConfig.java - Thread pool management with lazy initialization and proper lifecycle
  • ParallelValidationConfigTest.java - Unit tests for configuration
  • DefaultConstraintValidatorThreadSafetyTest.java - Concurrency tests
  • FindingCollectingConstraintValidationHandlerTest.java - Thread-safety tests
  • DynamicContextTest.java - Execution stack isolation tests
  • PRDs/20251217-parallel-validation/ - Design document and implementation plan

Modified Files

  • DynamicContext.java - Thread-safe with per-context execution stacks
  • DefaultConstraintValidator.java - Parallel sibling traversal
  • FindingCollectingConstraintValidationHandler.java - Thread-safe findings collection
  • ValidationFeature.java - Added PARALLEL_THREADS feature
  • IBindingContext.java - Read parallel config from validation features
  • AbstractValidateContentCommand.java - Added --threads CLI option

Key Design Decisions

  1. ForkJoinPool: Uses work-stealing to handle nested parallelism without deadlock
  2. PARALLEL_THRESHOLD = 4: Only parallelize when >= 4 siblings (fixed, not configurable)
  3. Deterministic output: Findings sorted by Metapath for consistent results
  4. Graceful degradation: Falls back to sequential on interruption
  5. Experimental warning: Prints warning to stderr when --threads > 1

Thread Safety Approach

  • ConcurrentHashMap for shared state (valueMap, availableDocuments, letVariableMap)
  • ConcurrentLinkedQueue for findings collection
  • AtomicReference for highest severity tracking
  • Per-context execution stacks (copied from parent on subContext())
  • Synchronized lists for index key references
  • Future cancellation on exception to prevent resource leaks

Usage

# Sequential validation (default, current behavior)
metaschema validate document.json

# Parallel validation with 4 threads (experimental)
metaschema validate --threads 4 document.json

Test Plan

  • Unit tests for ParallelValidationConfig
  • Thread-safety tests for DynamicContext
  • Concurrency tests for FindingCollectingConstraintValidationHandler
  • Behavioral equivalence tests (parallel produces same results as sequential)
  • Index accumulation thread-safety tests
  • Allowed values tracking thread-safety tests
  • Input validation for --threads option (NumberFormatException, value >= 1)
  • All 4326 existing tests pass
  • Manual testing with NIST CSF catalog (verified same results with/without threads)

Summary by CodeRabbit

  • New Features

    • Experimental opt-in parallel constraint validation via a new --threads CLI option; sequential mode remains default and a warning is shown when parallelism is used.
  • Improvements

    • Thread-safety and concurrency hardening across validation for reliable parallel runs, deterministic findings ordering, and robust cancellation/exception propagation.
  • Tests

    • Added concurrency and deterministic-ordering tests to validate parallel and sequential behavior.

✏️ Tip: You can customize this high-level summary in your review settings.

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coderabbitai bot commented Dec 18, 2025

📝 Walkthrough

Walkthrough

Adds an opt-in experimental parallel constraint validation path: new ParallelValidationConfig API, parallel-capable DefaultConstraintValidator constructor and traversal, per-context execution stacks, thread-safe handlers/maps, CLI --threads option, and concurrency-focused tests and docs (behavioral/backward-compatible fallbacks included).

Changes

Cohort / File(s) Summary
Design & Plans
PRDs/20251217-parallel-constraint-validation/PRD.md, PRDs/20251217-parallel-constraint-validation/implementation-plan.md
New PRD and implementation plan specifying parallel validation design, threading model, traversal, CLI semantics, lifecycle, testing, and mitigations.
Parallel Execution Configuration
core/.../constraint/ParallelValidationConfig.java
New public final class with SEQUENTIAL, withExecutor(ExecutorService), withThreads(int), isParallel(), getExecutor(), and close(); lazy internal ForkJoinPool creation and ownership semantics.
Execution Context Isolation
core/.../metapath/DynamicContext.java
Execution stack moved into per- DynamicContext instance; subContext() copies stack; getExecutionStack(), pushExecutionStack(), popExecutionStack() updated; availableDocuments -> ConcurrentHashMap.
Thread-Safe Findings & Severity
core/.../constraint/FindingCollectingConstraintValidationHandler.java
Findings stored in ConcurrentLinkedQueue; highest severity tracked by AtomicReference<Level>; getFindings() returns deterministically sorted, unmodifiable list; addFinding() updates atomically.
Parallel-aware Validator
core/.../constraint/DefaultConstraintValidator.java
New constructor DefaultConstraintValidator(IConstraintValidationHandler, ParallelValidationConfig); existing ctor delegates to SEQUENTIAL. Internal maps/structures made concurrent/synchronized; PARALLEL_THRESHOLD introduced; optional parallel child traversal via ExecutorService with Future handling, exception propagation and cancellation.
Validation Feature Flag
core/.../constraint/ValidationFeature.java
Added public PARALLEL_THREADS feature (Integer) defaulting to 1 for experimental thread count configuration.
CLI Integration
metaschema-cli/.../commands/AbstractValidateContentCommand.java
Added --threads option (PARALLEL_THREADS_OPTION), parsing/validation, getParallelConfig() and warning, and propagation of ParallelValidationConfig through command lifecycle.
Databind Wiring
databind/.../IBindingContext.java
DefaultConstraintValidator construction updated to compute thread count from IConfiguration and pass a ParallelValidationConfig.
Tests & Test Utilities
core/src/test/java/...
core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java, core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java, core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java, core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java
New concurrency-focused tests covering DynamicContext stack copying/isolation, ParallelValidationConfig lifecycle and close behavior, FindingCollecting handler concurrency and deterministic ordering, and DefaultConstraintValidator thread-safety under concurrent scenarios.

Sequence Diagram(s)

sequenceDiagram
    participant CLI as CLI Command
    participant Config as ParallelValidationConfig
    participant Validator as DefaultConstraintValidator
    participant Executor as ExecutorService
    participant Context as DynamicContext
    participant Handler as ConstraintValidationHandler

    CLI->>Config: create via withThreads(n) / withExecutor(es)
    Config-->>CLI: ParallelValidationConfig instance
    CLI->>Validator: new Validator(handler, config)
    Validator->>Config: isParallel()
    Validator->>Context: traverse(root node)
    Note over Validator,Context: For each node, decide parallel vs sequential
    alt children >= PARALLEL_THRESHOLD and config.isParallel()
        Validator->>Executor: submit(child task) for each child
        loop wait for child futures
            Executor-->>Validator: future result or ExecutionException
            alt exception
                Validator->>Executor: cancel remaining futures
                Validator->>Handler: record exception / addFinding()
            end
        end
    else
        Validator->>Context: traverse(child) sequentially
    end
    loop per node
        Validator->>Handler: addFinding() (concurrency-safe)
    end
    Validator->>Handler: finalizeValidation()
    Handler-->>Validator: getFindings() (sorted, deterministic)
    CLI->>Config: close() if internal pool owned
Loading

Estimated code review effort

🎯 4 (Complex) | ⏱️ ~45 minutes

  • Pay attention to ParallelValidationConfig lazy executor creation, ownership, shutdown, and interrupt/timeouts.
  • Verify DynamicContext.subContext() copies the stack and avoids shared mutable state.
  • Review FindingCollectingConstraintValidationHandler sorting semantics for determinism and severity atomic updates.
  • Validate DefaultConstraintValidator parallel traversal: threshold logic, Future exception propagation/cancellation, and snapshot/synchronization strategy for value/status reads/writes.
  • Check CLI parsing, warnings, and propagation/cleanup of parallel config.

Possibly related PRs

Suggested reviewers

  • aj-stein-gsa

Poem

🐇
I hop through stacks, one copy each,
Executors fetch what branches reach,
Findings line up, tidy, neat,
Threads hum softly with every beat,
A carrot-sized validation treat!

Pre-merge checks and finishing touches

❌ Failed checks (1 warning)
Check name Status Explanation Resolution
Docstring Coverage ⚠️ Warning Docstring coverage is 38.81% which is insufficient. The required threshold is 80.00%. You can run @coderabbitai generate docstrings to improve docstring coverage.
✅ Passed checks (2 passed)
Check name Status Explanation
Description Check ✅ Passed Check skipped - CodeRabbit’s high-level summary is enabled.
Title check ✅ Passed The title accurately and concisely summarizes the main change: adding experimental parallel constraint validation. It is specific, clear, and reflects the primary feature being introduced.
✨ Finishing touches
  • 📝 Generate docstrings
🧪 Generate unit tests (beta)
  • Create PR with unit tests
  • Post copyable unit tests in a comment

Warning

There were issues while running some tools. Please review the errors and either fix the tool's configuration or disable the tool if it's a critical failure.

🔧 PMD (7.19.0)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java

[ERROR] Cannot load ruleset pmd/category/java/custom.xml: Cannot resolve rule/ruleset reference 'pmd/category/java/custom.xml'. Make sure the resource is a valid file or URL and is on the CLASSPATH. Use --debug (or a fine log level) to see the current classpath.
[WARN] Progressbar rendering conflicts with reporting to STDOUT. No progressbar will be shown. Try running with argument -r to output the report to a file instead.


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Actionable comments posted: 2

🧹 Nitpick comments (4)
PRDs/20251217-parallel-constraint-validation/implementation-plan.md (1)

1-20: Document structure and formatting: Markdown hierarchy violations throughout.

The static analysis tool flagged 33 MD036 violations where step instructions use emphasis (**Step N:**) instead of proper Markdown headings (## Step N). This affects readability and document structure consistency. While the content is clear, adhering to Markdown standards improves navigation and rendering.

Apply this pattern globally throughout the document:

-**Step 1: Write the failing tests**
+## Step 1: Write the failing tests

Affected lines: 19, 106, 111, 250, 255, 260, 276, 337, 342, 426, 431, 436, 452, 598, 603, 671, 676, 681, 697, 788, 793, 837, 842, 847, 863, 949, 954, 1080, 1085, 1090, 1106, 1150, 1155, 1256, 1261, 1266, 1282, 1324, 1329, 1334. Consider using a regex-based find-and-replace to resolve all at once.

PRDs/20251217-parallel-constraint-validation/PRD.md (3)

454-462: Fix grammar, tautology, and markdown formatting issues.

Minor polish improvements:

  1. Line 454: Add subject to sentence: "...provides a reasonable default. It can be made configurable later..."
  2. Line 456: Remove redundant "interface" — use "CLI" instead of "CLI interface"
  3. Lines 380 and 459: Add language specifiers to fenced code blocks (text for ASCII diagram, text for warning example)

Apply this diff:

 ## Design Decisions

 1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. Can be made configurable later if users request it.
+1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. It can be made configurable later if users request it.

-2. **CLI interface**: Only `--threads N` option. No `--parallel` shortcut. Explicit thread count is clearer for an experimental feature.
+2. **CLI**: Only `--threads N` option. No `--parallel` shortcut. Explicit thread count is clearer for an experimental feature.

 ### Execution Flow Diagram

-\`\`\`
+\`\`\`text
 CLI: metaschema-cli validate --threads 4 document.xml
 
 ...
-\`\`\`
+\`\`\`

 3. **Experimental warning**: Print warning to stderr when `--threads > 1`:
-\`\`\`
+\`\`\`text
 WARNING: Parallel constraint validation (--threads N) is experimental.
          Report issues at https://github.com/metaschema-framework/metaschema-java/issues
-\`\`\`
+\`\`\`

75-157: Add java language specifier to all Java code blocks.

All Java code examples in the design document should include the language specifier for proper syntax highlighting in documentation renders. Apply language tags to all Java code blocks:

-#### ParallelValidationConfig
-
-\`\`\`
+#### ParallelValidationConfig
+
+\`\`\`java
 /**
  * Configuration for parallel constraint validation.

Repeat for all Java code blocks (lines 75, 135, 163, 193, 231, 271, 344, 357).

Also applies to: 163-227, 231-265, 271-338, 344-376


409-435: Add edge-case test for sub-threshold document structures.

The testing strategy comprehensively covers thread-safety and behavioral equivalence. Consider adding:

  • Edge case test: Validate that --threads 4 on documents with fewer than 4 children per node produces identical results to --threads 1 (falls back to sequential traversal when threshold not met).

This ensures the threshold logic correctly handles both parallel-eligible and sequential-only structures.

📜 Review details

Configuration used: Organization UI

Review profile: CHILL

Plan: Pro

📥 Commits

Reviewing files that changed from the base of the PR and between e8f1f0a and 0447a36.

📒 Files selected for processing (2)
  • PRDs/20251217-parallel-constraint-validation/PRD.md (1 hunks)
  • PRDs/20251217-parallel-constraint-validation/implementation-plan.md (1 hunks)
🧰 Additional context used
🪛 LanguageTool
PRDs/20251217-parallel-constraint-validation/PRD.md

[style] ~454-~454: To form a complete sentence, be sure to include a subject.
Context: ...xity and provides a reasonable default. Can be made configurable later if users req...

(MISSING_IT_THERE)


[style] ~456-~456: This phrase is redundant (‘I’ stands for ‘interface’). Use simply “CLI”.
Context: ...urable later if users request it. 2. CLI interface: Only --threads N option. No `--par...

(ACRONYM_TAUTOLOGY)

🪛 markdownlint-cli2 (0.18.1)
PRDs/20251217-parallel-constraint-validation/PRD.md

380-380: Fenced code blocks should have a language specified

(MD040, fenced-code-language)


459-459: Fenced code blocks should have a language specified

(MD040, fenced-code-language)

PRDs/20251217-parallel-constraint-validation/implementation-plan.md

19-19: Emphasis used instead of a heading

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🔇 Additional comments (9)
PRDs/20251217-parallel-constraint-validation/implementation-plan.md (3)

113-248: ParallelValidationConfig implementation is well-designed for resource ownership semantics.

The class correctly distinguishes between internal (owned, shut down by close()) and external executors (not owned, lifecycle managed externally). Lazy initialization with double-checked locking (lines 218–223) and proper timeout handling in close() are solid. Tests comprehensively cover both modes and edge cases.


346-424: DynamicContext thread-safety approach is sound: per-context execution stack isolation.

Moving executionStack from SharedState to instance field and copying in the subContext constructor (line 375) ensures each thread gets its own isolated stack. ConcurrentHashMap for availableDocuments (line 403) is appropriate. This design prevents concurrent modification issues.

However, verify the semantics of new ArrayDeque<>(context.executionStack) (line 375): if it's a shallow copy and the deque contains mutable IExpression objects, ensure that mutations by child contexts don't unintentionally affect parent state. If expressions are immutable or properly encapsulated, this is safe.

Can you confirm that IExpression objects are immutable or that shallow-copying their references doesn't pose concurrency risks in the validation pipeline?


620-669: FindingCollectingConstraintValidationHandler thread-safety improvements are correct.

ConcurrentLinkedQueue for findings, AtomicReference for highest severity tracking (line 634), and sorting in getFindings() (lines 643–645) ensure deterministic output under concurrent access. The addFinding() logic with updateAndGet (lines 666–667) atomically updates severity, avoiding race conditions.

PRDs/20251217-parallel-constraint-validation/PRD.md (6)

51-58: Thread-safety strategy is sound, pending constraint dependency verification.

The contention analysis correctly identifies shared state needing protection. The solutions (ConcurrentHashMap, ConcurrentLinkedQueue, AtomicReference, per-context execution stacks) are appropriate. However, ensure the documented constraint dependency model (index constraints complete before index-has-key validation) holds during parallel sibling traversal, and that per-node constraint evaluation remains strictly sequential to avoid concurrent modifications to indexNameToKeyRefMap values.

Can you confirm that:

  1. Parallel traversal only occurs at the sibling level (siblings processed in parallel, not concurrent constraint evaluation on the same node)?
  2. The finalizeValidation() call (which validates index-has-key) is always executed on the main thread after all parallel traversal completes?

220-225: Findings collection and ordering design is sound.

The strategy of collecting findings concurrently in a ConcurrentLinkedQueue and sorting on retrieval ensures both thread-safety and deterministic, reproducible output regardless of thread execution order. Excellent design choice.


452-462: Design decisions are well-justified for experimental feature.

The three key design decisions are pragmatic and clearly explained:

  1. Fixed PARALLEL_THRESHOLD avoids premature complexity
  2. Explicit --threads N option is clearer than a boolean --parallel flag
  3. Experimental warning appropriately sets user expectations

These are good trade-offs for the MVP.


442-450: Risk analysis is thorough and realistic.

The risk table identifies all major concurrency concerns (race conditions, performance degradation, debugging complexity, resource management) with appropriate mitigations. The combination of per-context execution stacks for debuggability and threshold-based parallelization to avoid overhead on small documents shows thoughtful design.


39-43: Clarify "graceful degradation" requirement scope.

The non-functional requirement states "If parallelization fails, fall back to sequential execution." This should be clarified: does it mean:

  1. If executor.submit() fails → catch and retry sequentially?
  2. Or if a submitted task throws an exception → propagate immediately (current design)?

If option 1 is intended, add it to design. If option 2, clarify that the requirement means "recoverable errors should not cause cascading failures" rather than automatic fallback.

Please clarify the intended behavior if executor submission fails or a parallel task throws an exception. Should validation:

  • Attempt fallback to sequential execution?
  • Propagate the exception immediately (current behavior)?

87-129: The executor lifecycle design is fully specified in the implementation plan. All three concerns are addressed:

  1. Thread-safe singleton behavior: getOrCreateExecutor() uses synchronized double-check locking (implementation plan, lines 218-224) to ensure idempotent lazy initialization.

  2. Shutdown strategy: close() implements the recommended pattern (implementation plan, lines 236-240): graceful shutdown() followed by awaitTermination(), with fallback to shutdownNow() if timeout expires or interrupted.

  3. Timeout handling: A 60-second timeout is specified for awaitTermination() (implementation plan, line 238) to prevent indefinite hangs.

These implementation details are already defined in the corresponding implementation plan section and do not require design changes.

Likely an incorrect or invalid review comment.

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Actionable comments posted: 0

🧹 Nitpick comments (3)
PRDs/20251217-parallel-constraint-validation/PRD.md (1)

465-465: Fix grammar in sentence about PARALLEL_THRESHOLD configurability.

Line 465 reads: "...provides a reasonable default. Can be made configurable..." The subject is missing from the second sentence. Add a subject to clarify:

-1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. Can be made configurable later if users request it.
+1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. It can be made configurable later if users request it.
PRDs/20251217-parallel-constraint-validation/implementation-plan.md (2)

1-10: Remove meta-instruction comment for production documentation.

Line 3 contains: > **For Claude:** REQUIRED SUB-SKILL: Use superpowers:executing-plans to implement this plan task-by-task. This appears to be a meta-instruction intended for an AI system and should be removed from the final implementation plan document, as it's not relevant to human readers or developers following the plan.

🔎 Remove meta-instruction
# Parallel Constraint Validation Implementation Plan

-> **For Claude:** REQUIRED SUB-SKILL: Use superpowers:executing-plans to implement this plan task-by-task.

**Goal:** Add experimental parallel constraint validation with `--threads N` CLI option...

19-1350: Markdown formatting: use headings instead of emphasis for step labels.

The implementation-plan uses emphasis (e.g., **Step 1: ...**, **Step 2: ...**) for section labels within each task. This triggers 42 markdownlint MD036 violations. While this is a minor formatting issue and doesn't affect readability, converting these to markdown headings (e.g., ### Step 1: ...) would improve document structure and pass linting checks.

This is a low-priority refactor but recommended for consistency with markdown best practices if this document is published or used in CI/CD pipelines with linting checks.

📜 Review details

Configuration used: Organization UI

Review profile: CHILL

Plan: Pro

📥 Commits

Reviewing files that changed from the base of the PR and between 0447a36 and b83c5f9.

📒 Files selected for processing (2)
  • PRDs/20251217-parallel-constraint-validation/PRD.md (1 hunks)
  • PRDs/20251217-parallel-constraint-validation/implementation-plan.md (1 hunks)
🧰 Additional context used
🪛 LanguageTool
PRDs/20251217-parallel-constraint-validation/PRD.md

[style] ~465-~465: To form a complete sentence, be sure to include a subject.
Context: ...xity and provides a reasonable default. Can be made configurable later if users req...

(MISSING_IT_THERE)

🪛 markdownlint-cli2 (0.18.1)
PRDs/20251217-parallel-constraint-validation/implementation-plan.md

19-19: Emphasis used instead of a heading

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🔇 Additional comments (14)
PRDs/20251217-parallel-constraint-validation/PRD.md (7)

100-109: Verify withThreads() validation implementation matches PRD expectations.

The PRD documents the withThreads() factory method with @throws IllegalArgumentException if threadCount < 1 (line 107), and the implementation-plan.md (lines 186–189) shows the validation logic correctly. The design is sound—this is documented for verification purposes.

Please confirm that the implementation-plan.md code snippet at lines 186–189 is your intended implementation, and ensure the validation message matches the exception message shown in the code.


306-347: Future cancellation on exception is properly implemented.

The parallel traversal mechanism in lines 306–347 correctly calls cancelRemainingFutures() in both ExecutionException and InterruptedException catch blocks (lines 328, 335). This prevents resource leaks when exceptions occur during parallel validation.


230-266: Per-context execution stack design addresses concurrency concerns.

Moving executionStack from SharedState to per-context instance field (lines 239–241, 249–254) is a sound design choice for thread safety. Copying the parent's stack in subContext() constructor preserves error traces during parallel execution. This aligns well with the concurrency requirements outlined in the thread contention analysis.


47-59: Thread contention analysis is comprehensive and well-justified.

The table at lines 51–58 clearly documents the shared state that requires thread-safe handling, the problem, and the solution for each component. This provides excellent traceability for implementation. The progression from LinkedHashMapConcurrentHashMap, LinkedListCollections.synchronizedList, and Level field → AtomicReference<Level> is architecturally sound.


320-338: Thread-safe findings collection and severity tracking design is correct.

The use of ConcurrentLinkedQueue for findings (line 198), AtomicReference<Level> for highest severity (lines 202–203), and the updateAndGet() pattern (lines 209–210) provide safe concurrent updates without locks. Sorting findings by metapath in getFindings() (lines 223–225) ensures deterministic output for CLI consistency.


162-189: DefaultConstraintValidator thread-safe state design is well-structured.

Converting valueMap from LinkedHashMap to ConcurrentHashMap (lines 169), and using computeIfAbsent() with Collections.synchronizedList() for indexNameToKeyRefMap operations (lines 182–184) provides safe lazy initialization and thread-safe list operations. This pattern avoids unnecessary locking while maintaining correctness.


389-418: Execution flow diagram clearly illustrates parallelization strategy.

The ASCII diagram (lines 391–418) effectively communicates the two-level parallelization approach: root assembly validates on main thread, sibling children validate in parallel via thread pool, then finalizeValidation() runs on main thread. This sequencing ensures proper ordering of constraint dependencies (e.g., index constraints before index-has-key validation).

PRDs/20251217-parallel-constraint-validation/implementation-plan.md (7)

19-110: Task 1: ParallelValidationConfig implementation is comprehensive and well-tested.

The test suite covers:

  • Sequential vs. parallel mode detection (lines 39–48)
  • Validation of thread count constraints (lines 58–65)
  • External executor handling (lines 68–81)
  • Internal executor lifecycle management (lines 84–102)

The implementation (lines 113–247) correctly uses lazy initialization for internal executors with proper synchronization (lines 219–223), and implements AutoCloseable for resource management. Exception handling for invalid thread counts uses a clear, descriptive message (line 188).


276-335: Task 2: DynamicContext per-context stack implementation correctly addresses thread safety.

The design moves executionStack from shared state to per-context instance field, with proper copying in the subContext() constructor (lines 372–376). The test cases (lines 294–324) verify isolation: child modifications don't affect parent stacks. This approach maintains error trace fidelity while eliminating the shared mutable state that would cause races in parallel execution.


452-596: Task 3: FindingCollectingConstraintValidationHandler test cases validate thread safety and determinism.

The test suite covers:

  • Concurrent finding collection under thread contention (lines 477–509)
  • AtomicReference-based highest severity updates (lines 512–568)
  • Deterministic sorting by metapath (lines 571–585)

The implementation uses ConcurrentLinkedQueue (line 632) and AtomicReference<Level> with updateAndGet() pattern (lines 665–667), ensuring thread-safe updates without locks. The sorting in getFindings() (lines 643–645) guarantees consistent CLI output regardless of thread scheduling.


797-835: Task 4: DefaultConstraintValidator thread-safe state changes are sound.

Changing valueMap to ConcurrentHashMap (line 807) eliminates synchronization bottlenecks for allowed-values validation. Using computeIfAbsent() with Collections.synchronizedList() for index key references (lines 829–831) provides safe lazy initialization and thread-safe list operations, avoiding unnecessary full-map locks.


1009-1088: Task 5: Parallel traversal implementation correctly handles executor management and exception safety.

The visitor pattern correctly checks parallelization threshold (line 1042) before submitting child tasks. Exception handling uses try-catch-finally with explicit future cancellation (lines 1063–1087):

  • ExecutionException catch cancels remaining futures and unwraps the cause
  • InterruptedException catch cancels remaining futures and restores interrupt flag
  • cancelRemainingFutures() utility prevents resource leaks

The per-context stack copying in subContext() (line 1056) ensures isolated execution stacks for each thread, preserving error trace fidelity.


1169-1247: Task 6: CLI integration properly encapsulates parallel configuration and warning logic.

The helper methods (getParallelConfig() and printParallelWarningIfNeeded()) cleanly separate concerns:

  • getParallelConfig() parses thread count, validates constraints, and returns appropriate config (lines 1214–1231)
  • printParallelWarningIfNeeded() conditionally prints experimental warning to stderr (lines 1239–1246)
  • The --threads option integrates into gatherOptions() collection (lines 1199)

Error handling for non-integer input and out-of-range values (lines 1219–1226) provides clear diagnostics to users.


1353-1365: Verification checklist provides clear completion criteria.

The checklist (lines 1353–1363) covers essential verification points:

  • Test suite execution and CI build success
  • Backward compatibility (--threads 1 equivalence)
  • Forward correctness (--threads 4 success)
  • Error handling (invalid thread counts)
  • Experimental warning display

This ensures comprehensive validation before merging the feature.

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Actionable comments posted: 1

Caution

Some comments are outside the diff and can’t be posted inline due to platform limitations.

⚠️ Outside diff range comments (1)
databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (1)

454-466: Potential thread pool resource leak: ParallelValidationConfig is never closed when parallel validation is used.

When threadCount > 1, ParallelValidationConfig.withThreads(threadCount) creates a configuration with ownsExecutor=true that owns an internal ForkJoinPool. This pool is created lazily during validation via getExecutor(). Since ParallelValidationConfig implements AutoCloseable but DefaultConstraintValidator does not, the config is never closed in the validate() method (line 512), causing the thread pool to leak.

Fix this by:

  1. Making IConstraintValidator extend AutoCloseable and adding a close() method to DefaultConstraintValidator that closes parallelConfig.
  2. Updating IBindingContext.validate() (line 512) to use try-with-resources or explicitly close the validator.

The test at DefaultConstraintValidatorThreadSafetyTest.java:48-50 demonstrates the correct pattern using try-with-resources.

🧹 Nitpick comments (5)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)

69-73: Consider adding Javadoc @throws tag.

Per coding guidelines, Javadoc should include @throws tags. The NullPointerException is documented in prose but not with an explicit tag.

🔎 Suggested Javadoc update:
   * @param executor
   *          the executor service to use for parallel tasks
   * @return configuration using the provided executor
-  * @throws NullPointerException
-  *           if executor is null
+  * @throws NullPointerException if executor is null
   */
core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java (1)

108-108: Thread-safe document caching with ConcurrentHashMap.

Changing availableDocuments from HashMap to ConcurrentHashMap enables safe concurrent access from multiple validation threads.

Note: The get-then-put pattern in CachingLoader.loadAsNodeItem() (lines 444-448) is not atomic—two threads could load the same document simultaneously. Consider using computeIfAbsent() for true atomicity, though the current approach is functionally correct (just potentially less efficient).

🔎 Optional: atomic document loading with computeIfAbsent
     @Override
     public IDocumentNodeItem loadAsNodeItem(URI uri) throws IOException {
-      IDocumentNodeItem retval = sharedState.availableDocuments.get(uri);
-      if (retval == null) {
-        retval = getProxiedDocumentLoader().loadAsNodeItem(uri);
-        sharedState.availableDocuments.put(uri, retval);
-      }
-      return retval;
+      try {
+        return sharedState.availableDocuments.computeIfAbsent(uri, key -> {
+          try {
+            return getProxiedDocumentLoader().loadAsNodeItem(key);
+          } catch (IOException e) {
+            throw new UncheckedIOException(e);
+          }
+        });
+      } catch (UncheckedIOException e) {
+        throw e.getCause();
+      }
     }
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1)

166-170: Unnecessary try-catch around Mockito stubbing.

The doReturn(...).when(constraint).generateMessage(any(), any()) is a stubbing operation that doesn't actually invoke the method, so no exception can be thrown. The try-catch is harmless but unnecessary.

🔎 Suggested simplification:
-    try {
-      doReturn("Test violation message").when(constraint).generateMessage(any(), any());
-    } catch (ConstraintValidationException e) {
-      // Mockito stub doesn't actually call the method
-    }
+    doReturn("Test violation message").when(constraint).generateMessage(any(), any());
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (2)

44-60: Test verifies parallel config integration.

The test correctly uses try-with-resources for ParallelValidationConfig to ensure proper cleanup. However, line 58 uses assertTrue(executor != null, ...) which could be simplified.

🔎 Suggested improvement:
-      assertTrue(executor != null, "Executor should be created");
+      assertNotNull(executor, "Executor should be created");

Add the import:

import static org.junit.jupiter.api.Assertions.assertNotNull;

65-78: Weak assertion: assertTrue(true) provides no verification.

The test verifies that constructors don't throw exceptions, which is valuable, but assertTrue(true, "Both constructors should work") is a no-op. Consider adding meaningful assertions or using assertDoesNotThrow().

🔎 Suggested improvement:
   @Test
   void testSequentialValidationBackwardCompatibility() {
     FindingCollectingConstraintValidationHandler handler = new FindingCollectingConstraintValidationHandler();
 
-    // Old constructor should still work
-    DefaultConstraintValidator validator = new DefaultConstraintValidator(handler);
-
-    // New constructor with SEQUENTIAL config should also work
-    DefaultConstraintValidator validator2 = new DefaultConstraintValidator(
-        handler, ParallelValidationConfig.SEQUENTIAL);
-
-    // Both should work without errors
-    assertTrue(true, "Both constructors should work");
+    // Old constructor should still work
+    assertDoesNotThrow(() -> new DefaultConstraintValidator(handler),
+        "Legacy constructor should work");
+
+    // New constructor with SEQUENTIAL config should also work
+    assertDoesNotThrow(() -> new DefaultConstraintValidator(handler, ParallelValidationConfig.SEQUENTIAL),
+        "New constructor with SEQUENTIAL should work");
   }

Add the import:

import static org.junit.jupiter.api.Assertions.assertDoesNotThrow;
📜 Review details

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Review profile: CHILL

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📥 Commits

Reviewing files that changed from the base of the PR and between b83c5f9 and 2b2f9e6.

📒 Files selected for processing (11)
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java (6 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (12 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (2 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1 hunks)
  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (2 hunks)
  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (3 hunks)
🧰 Additional context used
📓 Path-based instructions (3)
**/*.java

📄 CodeRabbit inference engine (CLAUDE.md)

**/*.java: All code changes must follow the Javadoc style guide (docs/javadoc-style-guide.md). New code requires 100% Javadoc coverage on public/protected members. Modified code must add/update Javadoc on any members touched. All Javadoc must include @param, @return, @throws tags in the correct order (BLOCKING)
Java target version must be Java 11. Use SpotBugs annotations (@nonnull, @nullable) for null safety in code.
Follow package naming convention gov.nist.secauto.metaschema.* for all Java packages
Follow Test-Driven Development (TDD) principles: write tests first before implementing functionality, verify tests fail with current implementation, implement minimal code to pass tests, then refactor while keeping tests green

Files:

  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java
  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java
**/*Test.java

📄 CodeRabbit inference engine (CLAUDE.md)

@test methods do not require Javadoc if they use descriptive method names. Use JUnit 5 for testing with parallel execution enabled.

Files:

  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java
**/metapath/**/*.java

📄 CodeRabbit inference engine (CLAUDE.md)

Metapath is an implementation of XPath 3.1. Use the XPath 3.1 specification (https://www.w3.org/TR/xpath-31/) and XPath Functions 3.1 (https://www.w3.org/TR/xpath-functions-31/) as authoritative reference when implementing new functions, fixing bugs, or understanding error handling. Raise clarification before making changes if implementation differs from spec.

Files:

  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java
🧠 Learnings (3)
📚 Learning: 2025-01-07T00:50:46.218Z
Learnt from: david-waltermire
Repo: metaschema-framework/metaschema-java PR: 336
File: core/src/main/java/gov/nist/secauto/metaschema/core/metapath/cst/type/InstanceOf.java:87-88
Timestamp: 2025-01-07T00:50:46.218Z
Learning: In the Metapath implementation, child expressions should be called using `accept()` rather than `evaluate()` to ensure proper management of the execution stack through push/pop operations. The `evaluate()` method is an internal implementation detail that performs the actual evaluation.

Applied to files:

  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java
📚 Learning: 2025-12-17T13:27:43.669Z
Learnt from: CR
Repo: metaschema-framework/metaschema-java PR: 0
File: CLAUDE.md:0-0
Timestamp: 2025-12-17T13:27:43.669Z
Learning: Applies to **/*Test.java : Test methods do not require Javadoc if they use descriptive method names. Use JUnit 5 for testing with parallel execution enabled.

Applied to files:

  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java
📚 Learning: 2025-01-07T00:51:17.257Z
Learnt from: david-waltermire
Repo: metaschema-framework/metaschema-java PR: 336
File: core/src/main/java/gov/nist/secauto/metaschema/core/metapath/cst/items/ArraySequenceConstructor.java:63-63
Timestamp: 2025-01-07T00:51:17.257Z
Learning: In the Metapath implementation, expression evaluation must go through the `accept()` method rather than calling `evaluate()` directly, as `accept()` handles the push/pop operations on the execution stack which is used for debugging and error reporting.

Applied to files:

  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java
🧬 Code graph analysis (5)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (30-154)
databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (2)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (30-154)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1)
  • ValidationFeature (19-52)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (3)
core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java (1)
  • DynamicContext (49-476)
core/src/main/java/gov/nist/secauto/metaschema/core/metapath/StaticContext.java (1)
  • StaticContext (41-772)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (30-154)
metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (2)
core/src/main/java/gov/nist/secauto/metaschema/core/util/ObjectUtils.java (1)
  • ObjectUtils (18-135)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1)
  • ValidationFeature (19-52)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (3)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (30-154)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1)
  • SuppressWarnings (37-268)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1)
  • SuppressWarnings (31-190)
⏰ Context from checks skipped due to timeout of 90000ms. You can increase the timeout in your CodeRabbit configuration to a maximum of 15 minutes (900000ms). (2)
  • GitHub Check: Website
  • GitHub Check: Code
🔇 Additional comments (36)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1)

33-44: Well-documented experimental feature.

The new PARALLEL_THREADS feature is well-documented with clear Javadoc explaining the experimental nature and the semantics of the default value. The implementation follows the existing pattern established by the other ValidationFeature constants.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (3)

30-55: Well-structured parallel validation configuration class.

The class design properly separates internal vs external executor ownership, uses correct thread-safe lazy initialization with volatile + double-checked locking, and implements AutoCloseable for resource management. The SEQUENTIAL singleton avoids unnecessary object creation for the default case.


86-95: Good optimization returning SEQUENTIAL singleton.

Returning SEQUENTIAL for threadCount == 1 avoids unnecessary object creation and ensures consistent behavior. The validation at line 88-90 properly guards against invalid input.


139-153: Robust shutdown handling with proper interrupt restoration.

The shutdown sequence follows best practices: shutdown()awaitTermination()shutdownNow() on timeout. The InterruptedException handling correctly restores the interrupt flag via Thread.currentThread().interrupt().

One consideration: after shutdownNow() on timeout or interrupt, running tasks may not have fully terminated. If strict cleanup is required, a second awaitTermination() call could be added, though this is typically unnecessary for validation workloads.

metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (1)

97-105: Clear CLI option definition with experimental notice.

The option is well-defined with a descriptive help text that indicates both the default value and experimental status.

core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java (3)

55-56: Per-context execution stack enables thread-safe parallel validation.

Moving executionStack from SharedState to an instance field allows each DynamicContext (and its subcontexts) to maintain independent execution traces. This is essential for parallel validation where multiple threads evaluate expressions concurrently.

Based on learnings, expression evaluation goes through accept() which handles the push/pop operations on this stack for debugging and error reporting.

Also applies to: 74-74


77-82: Correct stack copying preserves call chain for error traces.

The copy constructor creates a new ArrayDeque initialized with the parent's stack contents. This ensures that subcontexts created for parallel validation branches inherit the parent's execution trace, enabling meaningful error messages that show the full path to the error location.


379-404: Stack operations correctly use per-context instance.

The push, pop, and get operations now work on the per-context executionStack field. The getExecutionStack() method returns a defensive copy, preventing external modification of the internal state. The validation in popExecutionStack() provides a good safety check for detecting execution flow errors.

core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java (2)

23-53: LGTM! Well-structured tests for execution stack isolation.

The tests correctly verify the key behaviors of subContext():

  1. Child context receives a copy of the parent's execution stack
  2. Modifications to the child's stack don't affect the parent (isolation)

These tests provide good coverage for the thread-safety requirements of parallel validation where each thread operates on its own sub-context.


55-90: Mock implementation is adequate for test purposes.

The MockExpression provides a minimal implementation sufficient for testing execution stack operations. The null return from the visitor accept() method (line 88) is acceptable since this mock is only used for stack push/pop operations and won't be evaluated through the visitor pattern.

core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (3)

19-36: LGTM! Comprehensive coverage of parallel configuration states.

Tests correctly verify:

  • SEQUENTIAL is not parallel
  • withThreads(1) returns SEQUENTIAL and is not parallel
  • withThreads(4) is parallel and properly cleaned up with close()

The test at line 35 properly calls config.close() to avoid resource leaks.


38-62: Good edge case coverage.

Tests properly verify:

  • withThreads(0) and withThreads(-1) throw IllegalArgumentException
  • withExecutor(executor) returns a parallel config
  • withExecutor(null) throws NullPointerException

The external executor is correctly cleaned up in the finally block.


64-83: Critical ownership semantics tests for executor lifecycle.

These tests verify the important contract:

  • Internal executors (created via withThreads()) are shut down by close()
  • External executors (provided via withExecutor()) are NOT shut down by close()

This ownership pattern prevents resource leaks while respecting caller ownership of externally-provided executors.

core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (3)

34-63: Good concurrent findings accumulation test.

The test properly coordinates 10 threads adding 100 findings each using a CountDownLatch. The assertion verifies all 1000 findings are collected without loss, which validates the thread-safety of ConcurrentLinkedQueue.

Minor note: Consider using assertTrue(executor.awaitTermination(5, TimeUnit.SECONDS)) after shutdown() to ensure clean test teardown, though this is not critical.


65-123: Effective concurrency test for atomic severity tracking.

The test exercises the AtomicReference<Level> update logic by having 4 threads concurrently add findings with different severity levels (INFORMATIONAL, WARNING, ERROR, CRITICAL). Verifying that getHighestSeverity() returns CRITICAL confirms the atomic compare-and-update logic works correctly under contention.


125-143: LGTM! Sorting test ensures deterministic output.

The test verifies that getFindings() returns findings sorted by metapath, ensuring consistent CLI output regardless of insertion order. This is important for reproducible validation results.

core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (2)

84-133: Good concurrency stress test for index key accumulation.

The test uses a proper thread coordination pattern with two latches:

  • startLatch ensures all threads start simultaneously (maximizes contention)
  • doneLatch waits for all threads to complete

This pattern is effective for detecting race conditions. The error collection via ConcurrentLinkedQueue is thread-safe.


249-267: Reflection-based testing is acceptable here but consider alternatives.

Using reflection to test private method validateIndexHasKey is a pragmatic choice for verifying thread-safety of internal data structures. However, this creates a fragile coupling to implementation details.

For future consideration: if the behavior being tested is important enough to verify, it may warrant exposing through package-private methods or testing indirectly through public API behavior.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (4)

44-47: Thread-safe field declarations are correct.

Using ConcurrentLinkedQueue for findings and AtomicReference<Level> for highest severity tracking enables safe concurrent access from multiple validation threads. The initial value of INFORMATIONAL is appropriate as the baseline severity.


49-56: Thread-safe snapshot with deterministic ordering.

The implementation correctly:

  1. Streams the ConcurrentLinkedQueue (provides weakly consistent iteration)
  2. Sorts by metapath for deterministic output
  3. Returns an unmodifiable list (defensive copy)

This is the right approach for concurrent access, though note that each call creates a new sorted list. If getFindings() is called frequently during validation, this could have performance implications. For typical usage (called once at the end of validation), this is fine.


70-75: Atomic severity tracking is correctly implemented.

The updateAndGet lambda performs the compare-and-swap atomically:

  • If the new severity's ordinal is higher, it becomes the new highest
  • Otherwise, the current value is retained

The non-atomic ordering between findings.add() and highestLevel.updateAndGet() is acceptable—a brief window where a finding exists but the highest level hasn't been updated yet doesn't affect correctness since both operations are individually thread-safe.


58-62: LGTM! Simple thread-safe getter.

Returns the current value from the AtomicReference, providing a consistent read of the highest severity observed so far.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (14)

22-22: LGTM! Appropriate imports for parallel validation.

The new imports for IModelNodeItem and concurrent utilities (Collections, ExecutionException, ExecutorService, Future) properly support the parallel validation implementation.

Also applies to: 40-40, 43-46


57-59: LGTM! Updated class documentation reflects thread-safety.

The Javadoc now correctly states that the class is thread-safe and can be used with parallel constraint validation.


69-69: ConcurrentHashMap is appropriate for thread-safety.

Changing from LinkedHashMap to ConcurrentHashMap ensures thread-safe access to the value map. Note that ConcurrentHashMap doesn't maintain insertion order, but since valueMap is only used for lookup and removal by targetItem key, the ordering change should not affect behavior.


78-90: LGTM! Backward-compatible constructor delegation.

The existing constructor now delegates to the new constructor with ParallelValidationConfig.SEQUENTIAL, preserving backward compatibility while enabling the new parallel validation feature.


92-106: LGTM! Well-documented new constructor.

The new constructor with ParallelValidationConfig parameter is properly documented with Javadoc including @param tags for both parameters, following the Javadoc style guide requirements.


691-697: LGTM! Correct thread-safe pattern for lazy list initialization.

Using computeIfAbsent with Collections.synchronizedList ensures thread-safe initialization of the key reference lists. The synchronized list wrapper ensures thread-safe additions when multiple threads add to the same list.


855-858: LGTM! Thread-safe ValueStatus initialization.

Using computeIfAbsent ensures that only one ValueStatus instance is created per targetItem, even with concurrent access from multiple threads.


945-1051: LGTM! Comprehensive thread-safety implementation in ValueStatus.

The thread-safety measures are well-designed:

  • volatile fields (allowOthers, extensible) ensure visibility across threads
  • Synchronized list for constraints ensures thread-safe additions
  • Synchronized registerAllowedValues method protects state updates
  • Snapshot pattern in validate (lines 1016-1022) correctly captures state under lock before processing

The @SuppressWarnings("PMD.AvoidUsingVolatile") annotation is appropriately justified with a comment.


1056-1059: LGTM! Clear constant definition.

PARALLEL_THRESHOLD is well-named and documented. The value of 4 aligns with the design decision mentioned in the PR objectives.


1127-1132: LGTM! Clear parallel vs. sequential traversal logic.

The conditional logic correctly:

  1. Checks if parallel config is enabled AND the item has enough children to benefit
  2. In parallel mode: visits flags sequentially, then model children in parallel
  3. Falls back to super.visitAssembly for sequential processing

1137-1146: LGTM! Simple and effective parallelization check.

The shouldParallelize method correctly determines whether an assembly item has enough model children to benefit from parallel processing by checking against PARALLEL_THRESHOLD.


1156-1191: LGTM! Well-implemented parallel traversal with proper error handling.

The implementation correctly:

  1. Collects children to a list before parallel processing (avoiding concurrent modification)
  2. Creates isolated subContext() for each parallel task (line 1168) to ensure thread-safe execution stacks
  3. Waits for all futures and properly handles exceptions:
    • Unwraps ExecutionException and rethrows the cause
    • Handles InterruptedException by setting interrupt flag
    • Cancels remaining futures on any exception

The comments (lines 1168, 1175) helpfully explain the thread-safety approach.


1199-1205: LGTM! Proper cleanup on error.

Canceling remaining futures when an exception occurs is good practice to avoid leaving tasks running unnecessarily.


1127-1129: Visitation order is correct and matches parent class behavior.

In both parallel and sequential modes, flags are visited sequentially before model children are processed. Parallel mode visits flags (line 1128) before delegating to visitChildrenParallel (line 1129), which parallelizes only the model children phase—maintaining the same visitation order as sequential mode via super.visitAssembly().

aj-stein
aj-stein previously approved these changes Dec 19, 2025
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Nice work, could come in handy with bigger document collections.

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Actionable comments posted: 0

Caution

Some comments are outside the diff and can’t be posted inline due to platform limitations.

⚠️ Outside diff range comments (1)
databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (1)

454-466: Resource leak: ParallelValidationConfig is not closed when it owns an internal executor.

When threadCount > 1, ParallelValidationConfig.withThreads() creates a config that owns an internal executor (per relevant_code_snippets). This config is passed to DefaultConstraintValidator but never closed, causing the thread pool to leak.

The caller of newValidator() has no way to close the config since it's not exposed.

🔎 Suggested approach

Consider one of these solutions:

  1. Return a closeable validator wrapper that closes the config on close:
// Create a validator that closes its config when closed
return new AutoCloseableConstraintValidator(
    new DefaultConstraintValidator(handler, parallelConfig),
    parallelConfig);
  1. Document that the caller must close the returned validator if it implements AutoCloseable:
// Ensure DefaultConstraintValidator implements AutoCloseable and closes parallelConfig
  1. Pass config ownership to the validator so it closes when validation completes.
🧹 Nitpick comments (8)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1)

31-36: Use try-with-resources to ensure cleanup on test failure.

If the assertion on line 34 fails, config.close() won't execute, potentially leaving the executor unshut.

🔎 Suggested improvement
 @Test
 void testWithThreadsFourIsParallel() {
-  ParallelValidationConfig config = ParallelValidationConfig.withThreads(4);
-  assertTrue(config.isParallel());
-  config.close();
+  try (ParallelValidationConfig config = ParallelValidationConfig.withThreads(4)) {
+    assertTrue(config.isParallel());
+  }
 }
PRDs/20251217-parallel-constraint-validation/PRD.md (1)

118-131: Minor inconsistency: Method name differs from implementation.

The PRD shows getOrCreateExecutor() (line 124) and shutdownInternalExecutor() (line 130), but the actual implementation uses getExecutor() and close() per the relevant code snippets.

Consider updating the PRD to match the implemented API for consistency.

core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (3)

57-58: Prefer assertNotNull for null checks.

Using assertNotNull(executor) is more idiomatic and provides a clearer error message than assertTrue(executor != null).

🔎 Suggested fix
-    assertTrue(executor != null, "Executor should be created");
+    assertNotNull(executor, "Executor should be created");

Add import:

import static org.junit.jupiter.api.Assertions.assertNotNull;

65-78: Test creates unused validators and uses no-op assertion.

The validators on lines 70 and 73-74 are created but never used (likely triggering unused variable warnings). The assertTrue(true) assertion on line 77 provides no verification value.

Consider either:

  1. Suppressing unused warnings if the intent is just to verify construction succeeds
  2. Adding meaningful assertions on the validators
🔎 Suggested improvement
 @Test
+@SuppressWarnings("PMD.UnusedLocalVariable")
 void testSequentialValidationBackwardCompatibility() {
   FindingCollectingConstraintValidationHandler handler = new FindingCollectingConstraintValidationHandler();

   // Old constructor should still work
-  DefaultConstraintValidator validator = new DefaultConstraintValidator(handler);
+  assertDoesNotThrow(() -> new DefaultConstraintValidator(handler),
+      "Legacy constructor should not throw");

   // New constructor with SEQUENTIAL config should also work
-  DefaultConstraintValidator validator2 = new DefaultConstraintValidator(
-      handler, ParallelValidationConfig.SEQUENTIAL);
-
-  // Both should work without errors
-  assertTrue(true, "Both constructors should work");
+  assertDoesNotThrow(() -> new DefaultConstraintValidator(handler, ParallelValidationConfig.SEQUENTIAL),
+      "SEQUENTIAL config constructor should not throw");
 }

126-133: Consider awaiting termination after executor shutdown.

The executor is shut down but the test doesn't wait for termination. While unlikely to cause issues in practice, adding awaitTermination ensures clean thread cleanup between tests.

🔎 Suggested improvement
   startLatch.countDown(); // Start all threads simultaneously
   assertTrue(doneLatch.await(30, TimeUnit.SECONDS), "Threads should complete within timeout");
   executor.shutdown();
+  executor.awaitTermination(5, TimeUnit.SECONDS);

   assertEquals(0, errorMessages.size(),
       "No errors should occur during concurrent access. Errors: " + errorMessages);
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (1)

1137-1146: Consider short-circuit evaluation for shouldParallelize.

item.modelItems().count() iterates the entire stream just to compare against a threshold. For large assemblies this is wasteful.

🔎 Proposed short-circuit optimization
    private boolean shouldParallelize(@NonNull IAssemblyNodeItem item) {
-     return item.modelItems().count() >= PARALLEL_THRESHOLD;
+     return item.modelItems().limit(PARALLEL_THRESHOLD).count() >= PARALLEL_THRESHOLD;
    }
PRDs/20251217-parallel-constraint-validation/implementation-plan.md (2)

218-226: Implementation plan uses FixedThreadPool but actual implementation uses ForkJoinPool.

The plan shows Executors.newFixedThreadPool(threadCount) (line 221), but the actual ParallelValidationConfig.java uses ForkJoinPool to avoid deadlock with nested parallelism. Consider updating the plan to reflect the final implementation choice.


1067-1078: Exception types in plan differ from implementation.

The plan shows throwing ConstraintValidationException for errors and interruptions (lines 1073, 1077-1078), but the actual implementation throws IllegalStateException. Either update the plan to match the implementation, or reconsider the exception types in the code.

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  • PRDs/20251217-parallel-constraint-validation/PRD.md (1 hunks)
  • PRDs/20251217-parallel-constraint-validation/implementation-plan.md (1 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java (7 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (12 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (2 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1 hunks)
  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (2 hunks)
  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (3 hunks)
🚧 Files skipped from review as they are similar to previous changes (5)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java
  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java
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**/*.java: All code changes must follow the Javadoc style guide (docs/javadoc-style-guide.md). New code requires 100% Javadoc coverage on public/protected members. Modified code must add/update Javadoc on any members touched. All Javadoc must include @param, @return, @throws tags in the correct order (BLOCKING)
Java target version must be Java 11. Use SpotBugs annotations (@nonnull, @nullable) for null safety in code.
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Follow Test-Driven Development (TDD) principles: write tests first before implementing functionality, verify tests fail with current implementation, implement minimal code to pass tests, then refactor while keeping tests green

Files:

  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
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Files:

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  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
🧠 Learnings (1)
📚 Learning: 2025-12-17T13:27:43.669Z
Learnt from: CR
Repo: metaschema-framework/metaschema-java PR: 0
File: CLAUDE.md:0-0
Timestamp: 2025-12-17T13:27:43.669Z
Learning: Applies to **/*Test.java : Test methods do not require Javadoc if they use descriptive method names. Use JUnit 5 for testing with parallel execution enabled.

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🧬 Code graph analysis (4)
databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (2)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1)
  • ValidationFeature (19-52)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (2)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1)
  • SuppressWarnings (37-268)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1)
  • SuppressWarnings (31-190)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
🪛 LanguageTool
PRDs/20251217-parallel-constraint-validation/PRD.md

[style] ~465-~465: To form a complete sentence, be sure to include a subject.
Context: ...xity and provides a reasonable default. Can be made configurable later if users req...

(MISSING_IT_THERE)

🪛 markdownlint-cli2 (0.18.1)
PRDs/20251217-parallel-constraint-validation/implementation-plan.md

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🔇 Additional comments (15)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1)

1-84: LGTM! Comprehensive test coverage for ParallelValidationConfig.

Tests cover key scenarios: sequential mode, parallel mode, invalid arguments, executor lifecycle, and ownership semantics. Method names are descriptive per coding guidelines.

databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (1)

27-27: LGTM for import addition.

Import correctly added for the new ParallelValidationConfig class.

PRDs/20251217-parallel-constraint-validation/PRD.md (1)

1-473: Well-structured PRD with comprehensive design coverage.

The document thoroughly covers thread-safety analysis, API design, parallel traversal mechanism, and testing strategy. The cancellation of remaining futures on exception (lines 341-347) addresses the past review feedback appropriately.

core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1)

44-60: Good use of try-with-resources for ParallelValidationConfig.

The test correctly uses try-with-resources to ensure the parallel config is closed, preventing executor leaks.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (4)

44-47: LGTM! Thread-safe collection and atomic reference correctly implemented.

The change from LinkedList to ConcurrentLinkedQueue and from Level to AtomicReference<Level> properly enables concurrent access. This aligns with the PRD's thread-safety design.


70-75: Thread-safe highest severity tracking looks correct.

The updateAndGet with ordinal comparison ensures atomic updates without races. The pattern correctly preserves the highest severity seen across concurrent findings.


51-56: Sorting on every getFindings() call may be inefficient for repeated calls.

The current implementation sorts findings on each call. While this is typically fine (validation results are usually retrieved once), if getFindings() is called repeatedly, consider caching the sorted result.

For now, this is acceptable since the method is primarily called once after validation completes.


36-37: Documentation updated to reflect thread-safety guarantee.

Good addition of the thread-safety note in the class Javadoc, aligning with the new concurrent implementation.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (2)

1-56: Well-structured configuration class with proper thread-safety.

The double-checked locking pattern with volatile is correctly implemented. Using ForkJoinPool for the internal executor is a good choice to avoid deadlock with nested parallelism in the constraint validation tree.


137-156: Proper shutdown handling with interrupt preservation.

The close method correctly handles the executor shutdown sequence with timeout, forceful shutdown fallback, and interrupt status preservation. The ownsExecutor guard ensures external executors are not shut down.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (4)

69-106: Thread-safe initialization and constructor chaining look good.

The use of ConcurrentHashMap for valueMap, the new parallelConfig field, and the constructor delegation to SEQUENTIAL mode maintain backward compatibility while enabling parallel validation.


691-697: Thread-safe lazy initialization for key references.

The use of computeIfAbsent with Collections.synchronizedList ensures thread-safe initialization and concurrent adds to the list.


945-1022: Thread-safe ValueStatus implementation.

The combination of synchronized on registerAllowedValues, volatile fields for visibility, and taking a snapshot under lock in validate() ensures thread-safety. The snapshot pattern allows validation to proceed without holding the lock.


1156-1191: Parallel traversal implementation is correct; verify exception type choice.

The parallel traversal correctly:

  • Creates per-child subContexts for isolation
  • Waits for all futures and propagates exceptions
  • Cancels remaining futures on failure
  • Preserves interrupt status

However, wrapping checked exceptions in IllegalStateException (line 1185) may lose semantic meaning. Consider whether ConstraintValidationException would be more appropriate for validation errors.

PRDs/20251217-parallel-constraint-validation/implementation-plan.md (1)

1-11: Overall implementation plan is comprehensive and follows TDD principles.

The plan clearly outlines:

  • Seven incremental tasks with test-first approach
  • Thread-safety mechanisms (ConcurrentHashMap, AtomicReference, synchronized lists)
  • CLI integration with experimental warning
  • Verification checklist

The TDD approach aligns well with coding guidelines.

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Actionable comments posted: 0

🧹 Nitpick comments (2)
PRDs/20251217-parallel-constraint-validation/PRD.md (2)

471-481: Fix grammar: Add explicit subject for clarity.

Line 473 is a sentence fragment. The clause "Can be made configurable later if users request it" lacks an explicit subject.

-1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. Can be made configurable later if users request it.
+1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. It can be made configurable later if users request it.

118-140: Document executor lifecycle guarantees more explicitly.

The ParallelValidationConfig class distinguishes between internal (managed) and external (caller-owned) executors. The PRD states that internal executors are shut down after validation (line 103), but should explicitly document:

  1. What happens if getOrCreateExecutor() is called on an external executor config (should return the executor unchanged).
  2. Whether getOrCreateExecutor() is thread-safe (must be safe to call from concurrent validation tasks).
  3. Whether multiple calls to getOrCreateExecutor() on an internal-executor config return the same executor instance.

Add brief Javadoc notes to clarify these guarantees.

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PRDs/20251217-parallel-constraint-validation/PRD.md

[style] ~473-~473: To form a complete sentence, be sure to include a subject.
Context: ...xity and provides a reasonable default. Can be made configurable later if users req...

(MISSING_IT_THERE)

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🔇 Additional comments (4)
PRDs/20251217-parallel-constraint-validation/PRD.md (4)

257-262: Approve thread-safe context copying design.

The per-context execution stack (moved from shared state to per-context in the copy constructor, lines 257–262) is a solid design choice. It enables proper error tracing without thread-local storage, and copying the parent's stack in each subContext preserves call chain context. This aligns well with the parallel traversal model where each task operates on an independent context.


331-355: Approve comprehensive exception handling with proper future cancellation.

The parallel traversal exception handling is well-designed. It correctly:

  • Catches both ExecutionException and InterruptedException
  • Cancels remaining futures on exception (lines 336, 343)
  • Restores the interrupt flag on interruption (line 344)
  • Wraps checked exceptions in ConstraintValidationException (line 341)

This addresses the resource-leak risk identified in prior reviews.


310-312: Validate modelItems().count() performance assumption during implementation.

The shouldParallelize() method calls item.modelItems().count() to decide whether to parallelize. Since this is a design document, clarify during implementation whether modelItems() returns a cached collection, an O(1) property, or a lazy stream requiring full traversal. If the latter, pre-compute or cache the count to avoid redundant work. This should be verified against the actual ISequence implementation.


229-234: The getFindings() method is working as designed.

The method correctly re-sorts findings on every call to ensure deterministic CLI output. This implementation is appropriate for the current usage pattern: findings are queried exactly once at the end of validation, making the sort overhead negligible. The concurrent queue storage supports thread-safe parallel validation. If future refactoring introduces multiple getFindings() calls within a single validation cycle, consider caching the sorted results.

Add design document and implementation plan for experimental parallel
constraint validation feature with --threads CLI option.

Key features:
- ParallelValidationConfig for thread pool management
- Thread-safe shared state in validators
- Parallel sibling traversal in constraint validator
- --threads N CLI option with experimental warning
- Add @throws IllegalArgumentException to withThreads() Javadoc
- Add future cancellation on exception in parallel traversal to avoid
  resource leaks when validation fails
- Fix grammar: "CLI interface" → "CLI"
- Add language specifiers to code blocks
Add --threads CLI option for parallel constraint validation with
configurable thread count. This is an experimental feature that
enables concurrent validation of assembly children.

Key changes:
- Add ParallelValidationConfig for thread pool management
- Make DynamicContext thread-safe with subContext() method
- Make FindingCollectingConstraintValidationHandler thread-safe
- Make DefaultConstraintValidator thread-safe with parallel traversal
- Add PARALLEL_THREADS ValidationFeature
- Add --threads option to validate-content CLI command

When --threads > 1, a warning is displayed indicating the feature
is experimental. Default behavior (--threads 1) uses sequential
validation for backward compatibility.
Fixed thread pools deadlock when all threads wait for their children
to complete via future.get(). ForkJoinPool handles nested parallelism
via work-stealing, preventing deadlock with deeply nested structures.
- Handle NumberFormatException for non-integer values
- Validate thread count is at least 1
- Provide clear error messages with INVALID_ARGUMENTS exit code
@david-waltermire david-waltermire force-pushed the feature/parallel-constraint-validation branch from 0cbc9af to 5afeae5 Compare December 19, 2025 04:06
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Actionable comments posted: 2

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⚠️ Outside diff range comments (1)
databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (1)

454-466: Confirmed resource leak: ParallelValidationConfig executor service is never shut down.

When threadCount > 1, ParallelValidationConfig.withThreads(threadCount) creates an internal ForkJoinPool that is owned and must be shut down via close(). However, the created ParallelValidationConfig is stored in DefaultConstraintValidator but never cleaned up because:

  1. DefaultConstraintValidator does not implement AutoCloseable
  2. IConstraintValidator does not extend AutoCloseable
  3. Callers of newValidator() cannot close the returned validator

This leaves the executor service running indefinitely. The test suite demonstrates the correct pattern (line 50 of DefaultConstraintValidatorThreadSafetyTest.java uses try-with-resources), but production code does not follow it.

Solution: Either implement AutoCloseable in DefaultConstraintValidator to expose close() and manage the parallelConfig lifecycle, or refactor to keep the executor outside the validator's lifetime.

🧹 Nitpick comments (5)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (3)

44-60: Consider using assertNotNull instead of assertTrue for null checks.

Line 58 uses assertTrue(executor != null, ...) which is less idiomatic than assertNotNull. Also, the java.util.concurrent.ExecutorService on line 57 uses a fully-qualified name unnecessarily since ExecutorService is already imported on line 28.

🔎 Suggested improvement
-      java.util.concurrent.ExecutorService executor = config.getExecutor();
-      assertTrue(executor != null, "Executor should be created");
+      ExecutorService executor = config.getExecutor();
+      assertNotNull(executor, "Executor should be created");

65-78: The assertTrue(true, ...) assertion is a no-op.

This assertion always passes and doesn't verify anything. If the intent is to verify that both constructors work without throwing exceptions, the test will pass implicitly. Consider removing the assertion or replacing it with assertions that verify the validators are properly configured.

🔎 Suggested improvement
     // Both should work without errors
-    assertTrue(true, "Both constructors should work");
+    assertNotNull(validator, "Old constructor should create validator");
+    assertNotNull(validator2, "New constructor with SEQUENTIAL should create validator");

127-133: Consider adding awaitTermination after shutdown for proper cleanup.

While the doneLatch.await() ensures all submitted tasks complete, calling awaitTermination after shutdown is a best practice for proper executor cleanup. This pattern also appears in testConcurrentAllowedValuesTracking.

🔎 Suggested improvement
     startLatch.countDown(); // Start all threads simultaneously
     assertTrue(doneLatch.await(30, TimeUnit.SECONDS), "Threads should complete within timeout");
     executor.shutdown();
+    assertTrue(executor.awaitTermination(5, TimeUnit.SECONDS), "Executor should terminate");
 
     assertEquals(0, errorMessages.size(),
         "No errors should occur during concurrent access. Errors: " + errorMessages);
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (1)

1144-1146: Minor inefficiency: stream evaluated twice.

modelItems() is called both in shouldParallelize() (for count) and in visitChildrenParallel() (for collect). Consider caching the list to avoid evaluating the stream twice:

🔎 Proposed optimization
 private void visitChildrenParallel(
     @NonNull IAssemblyNodeItem item,
     @NonNull DynamicContext context) {

   ExecutorService executor = parallelConfig.getExecutor();
   List<? extends IModelNodeItem<?, ?>> children = item.modelItems()
       .collect(Collectors.toList());
+  
+  // Already checked threshold in shouldParallelize, but guard against empty
+  if (children.size() < PARALLEL_THRESHOLD) {
+    // Fall back to sequential if stream was consumed differently
+    for (IModelNodeItem<?, ?> child : children) {
+      child.accept(this, context);
+    }
+    return;
+  }

Alternatively, refactor shouldParallelize to return the collected list or use a single path that checks after collection.

Also applies to: 1161-1162

PRDs/20251217-parallel-constraint-validation/PRD.md (1)

473-473: Minor grammar improvement.

Add subject "It" for a complete sentence.

🔎 Suggested fix
-1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. Can be made configurable later if users request it.
+1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. It can be made configurable later if users request it.
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  • PRDs/20251217-parallel-constraint-validation/PRD.md (1 hunks)
  • PRDs/20251217-parallel-constraint-validation/implementation-plan.md (1 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java (7 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (12 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (2 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1 hunks)
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1 hunks)
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java (1 hunks)
  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (2 hunks)
  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (3 hunks)
✅ Files skipped from review due to trivial changes (1)
  • core/src/test/java/gov/nist/secauto/metaschema/core/metapath/DynamicContextTest.java
🚧 Files skipped from review as they are similar to previous changes (4)
  • core/src/main/java/gov/nist/secauto/metaschema/core/metapath/DynamicContext.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfigTest.java
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**/*.java

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**/*.java: All code changes must follow the Javadoc style guide (docs/javadoc-style-guide.md). New code requires 100% Javadoc coverage on public/protected members. Modified code must add/update Javadoc on any members touched. All Javadoc must include @param, @return, @throws tags in the correct order (BLOCKING)
Java target version must be Java 11. Use SpotBugs annotations (@nonnull, @nullable) for null safety in code.
Follow package naming convention gov.nist.secauto.metaschema.* for all Java packages
Follow Test-Driven Development (TDD) principles: write tests first before implementing functionality, verify tests fail with current implementation, implement minimal code to pass tests, then refactor while keeping tests green

Files:

  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java
  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java
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Files:

  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
🧠 Learnings (1)
📚 Learning: 2025-12-19T04:01:37.408Z
Learnt from: david-waltermire
Repo: metaschema-framework/metaschema-java PR: 550
File: core/src/main/java/gov/nist/secauto/metaschema/core/metapath/format/JsonPointerFormatter.java:56-100
Timestamp: 2025-12-19T04:01:37.408Z
Learning: When overriding Java interface methods, rely on inherited Javadoc from the interface. Do not duplicate documentation in the implementing class unless there is implementation-specific behavior that warrants additional notes beyond the interface contract.

Applied to files:

  • metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java
  • databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java
  • core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java
  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java
🧬 Code graph analysis (5)
metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (2)
core/src/main/java/gov/nist/secauto/metaschema/core/util/ObjectUtils.java (1)
  • ObjectUtils (18-135)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1)
  • ValidationFeature (19-52)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
databind/src/main/java/gov/nist/secauto/metaschema/databind/IBindingContext.java (2)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ValidationFeature.java (1)
  • ValidationFeature (19-52)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (2)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1)
  • SuppressWarnings (37-268)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandlerTest.java (1)
  • SuppressWarnings (31-190)
🪛 LanguageTool
PRDs/20251217-parallel-constraint-validation/PRD.md

[style] ~473-~473: To form a complete sentence, be sure to include a subject.
Context: ...xity and provides a reasonable default. Can be made configurable later if users req...

(MISSING_IT_THERE)

🪛 markdownlint-cli2 (0.18.1)
PRDs/20251217-parallel-constraint-validation/implementation-plan.md

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🔇 Additional comments (15)
core/src/test/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidatorThreadSafetyTest.java (1)

249-267: Reflection-based testing is acceptable here for thread-safety verification.

Using reflection to test the private validateIndexHasKey method is appropriate for verifying thread-safety of internal data structure operations. The test correctly documents its purpose.

PRDs/20251217-parallel-constraint-validation/implementation-plan.md (2)

218-226: Implementation plan uses Executors.newFixedThreadPool but actual code uses ForkJoinPool.

The plan on line 221 shows using Executors.newFixedThreadPool, but according to the ParallelValidationConfig.java relevant code snippet (lines 30-156), the actual implementation uses ForkJoinPool to avoid deadlocks with nested parallelism. Consider updating the plan to match the actual implementation for consistency.


1-11: Well-structured implementation plan following TDD principles.

The plan provides a comprehensive task breakdown with clear steps for each component. The TDD approach (write tests first, verify they fail, implement, verify they pass) aligns with the coding guidelines.

metaschema-cli/src/main/java/gov/nist/secauto/metaschema/cli/commands/AbstractValidateContentCommand.java (2)

113-121: LGTM! The --threads option is well-defined.

The option is appropriately configured with a clear description noting the experimental status. The default of 1 (sequential) maintains backward compatibility.


296-320: Input validation is comprehensive and addresses the previous review feedback.

The code properly handles:

  • Non-numeric input with NumberFormatException
  • Invalid values (< 1) with clear error messages
  • Experimental warning when threadCount > 1

The implementation correctly only sets the PARALLEL_THREADS configuration when the thread count is greater than 1, avoiding unnecessary configuration for the default sequential case.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (3)

44-47: Thread-safe data structures are correctly chosen.

Using ConcurrentLinkedQueue for findings and AtomicReference<Level> for highest severity tracking provides proper thread-safety for concurrent additions without requiring explicit synchronization.


49-56: Sorting on each getFindings() call ensures deterministic output.

The implementation correctly sorts findings by metapath to provide consistent output regardless of the order in which findings are added during parallel validation. Using Collectors.toUnmodifiableList() prevents external modification.

Note: If getFindings() is called frequently on large finding sets, consider caching the sorted result. However, for the typical use case (called once after validation completes), this implementation is appropriate.


70-75: Atomic update pattern for highest severity is correctly implemented.

The updateAndGet with ordinal comparison ensures thread-safe updates to the highest severity level without race conditions. This pattern correctly handles concurrent updates from multiple threads.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)

1-157: Well-designed thread-safe configuration class.

The implementation demonstrates good practices:

  • Correct use of volatile + double-checked locking for lazy initialization
  • Proper ownership semantics (internal vs external executor)
  • Clean shutdown with timeout and interrupt handling
  • Complete Javadoc coverage on public/protected members

The class correctly implements the two modes of operation and handles edge cases appropriately.

core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (5)

78-106: New constructor with parallel configuration is well-integrated.

The backward-compatible constructor correctly delegates to SEQUENTIAL, preserving existing behavior. The new constructor properly stores the parallel configuration for use during validation.


691-697: Thread-safe lazy initialization of key reference lists.

Good use of computeIfAbsent with synchronizedList wrapper. This pattern correctly handles the concurrent map + list scenario where both the map operation and subsequent list mutations must be thread-safe.


945-1051: Thread-safe ValueStatus implementation with proper synchronization.

Good design choices:

  • synchronized on registerAllowedValues ensures atomic constraint registration
  • Snapshot pattern in validate() avoids holding lock during potentially long validation
  • Volatile fields ensure visibility for the snapshot reads

The combination of synchronized access for writes and snapshot for reads is an appropriate pattern for this use case.


1174-1191: Robust exception handling with proper cleanup.

Good implementation:

  • Cancels remaining futures on any exception to prevent wasted work
  • Preserves interrupt flag with Thread.currentThread().interrupt()
  • Unwraps RuntimeException to preserve original exception type
  • Uses IllegalStateException for non-runtime exceptions (acceptable deviation from PRD's ConstraintValidationException)

1199-1205: Clean future cancellation implementation.

The !future.isDone() check before cancel is a good optimization to avoid unnecessary cancellation attempts on already-completed futures.

PRDs/20251217-parallel-constraint-validation/PRD.md (1)

1-481: Comprehensive and well-structured design document.

The PRD provides excellent coverage of:

  • Clear goals and non-goals
  • Thread contention analysis with solutions
  • API design with code examples
  • Execution flow visualization
  • Testing strategy and success metrics
  • Risk analysis with mitigations

The document serves as valuable reference for understanding the parallel validation architecture.

…rrors

- Use ExceptionUtils.wrap() pattern for checked exception handling
- Align PRD method names with implementation (getExecutor, close)
- Use AutoCloseable/try-with-resources pattern in CLI example
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Actionable comments posted: 0

Caution

Some comments are outside the diff and can’t be posted inline due to platform limitations.

⚠️ Outside diff range comments (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (1)

1113-1135: Missing handleAllowedValues call for assembly items.

The visitAssembly method validates allowed values during validateAssembly, but unlike visitFlag and visitField, it never calls handleAllowedValues(item, context) after traversing children. This creates an inconsistency: allowed values are validated but never finalized for assembly items.

🔎 Proposed fix
    // Parallel or sequential child traversal
    if (parallelConfig.isParallel() && shouldParallelize(item)) {
      visitFlags(item, effectiveContext);
      visitChildrenParallel(item, effectiveContext);
    } else {
      super.visitAssembly(item, effectiveContext);
    }
+   handleAllowedValues(item, context);

    return null;
🧹 Nitpick comments (1)
PRDs/20251217-parallel-constraint-validation/PRD.md (1)

474-474: Minor: Incomplete sentence structure.

Per static analysis, "Can be made configurable later if users request it." is missing a subject. Consider rewording to: "This value can be made configurable later if users request it."

🔎 Suggested fix
-1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. Can be made configurable later if users request it.
+1. **PARALLEL_THRESHOLD**: Fixed at 4 (not configurable). This avoids complexity and provides a reasonable default. This value can be made configurable later if users request it.
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  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (12 hunks)
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📄 CodeRabbit inference engine (CLAUDE.md)

**/*.java: All code changes must follow the Javadoc style guide (docs/javadoc-style-guide.md). New code requires 100% Javadoc coverage on public/protected members. Modified code must add/update Javadoc on any members touched. All Javadoc must include @param, @return, @throws tags in the correct order (BLOCKING)
Java target version must be Java 11. Use SpotBugs annotations (@nonnull, @nullable) for null safety in code.
Follow package naming convention gov.nist.secauto.metaschema.* for all Java packages
Follow Test-Driven Development (TDD) principles: write tests first before implementing functionality, verify tests fail with current implementation, implement minimal code to pass tests, then refactor while keeping tests green

Files:

  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java
🧠 Learnings (2)
📚 Learning: 2025-12-19T04:01:37.408Z
Learnt from: david-waltermire
Repo: metaschema-framework/metaschema-java PR: 550
File: core/src/main/java/gov/nist/secauto/metaschema/core/metapath/format/JsonPointerFormatter.java:56-100
Timestamp: 2025-12-19T04:01:37.408Z
Learning: When overriding Java interface methods, rely on inherited Javadoc from the interface. Do not duplicate documentation in the implementing class unless there is implementation-specific behavior that warrants additional notes beyond the interface contract.

Applied to files:

  • core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java
📚 Learning: 2025-12-17T13:27:43.669Z
Learnt from: CR
Repo: metaschema-framework/metaschema-java PR: 0
File: CLAUDE.md:0-0
Timestamp: 2025-12-17T13:27:43.669Z
Learning: For larger initiatives requiring multiple PRs, use structured PRD (Product Requirements Document) approach. PRDs stored in PRDs/<YYYYMMDD>-<name>/ with PRD.md and implementation-plan.md. Target ≤50 files per PR, maximum 100 files per PR.

Applied to files:

  • PRDs/20251217-parallel-constraint-validation/PRD.md
🧬 Code graph analysis (1)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (2)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/ParallelValidationConfig.java (1)
  • ParallelValidationConfig (31-157)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/FindingCollectingConstraintValidationHandler.java (1)
  • SuppressWarnings (39-313)
🪛 LanguageTool
PRDs/20251217-parallel-constraint-validation/PRD.md

[style] ~474-~474: To form a complete sentence, be sure to include a subject.
Context: ...xity and provides a reasonable default. Can be made configurable later if users req...

(MISSING_IT_THERE)

⏰ Context from checks skipped due to timeout of 90000ms. You can increase the timeout in your CodeRabbit configuration to a maximum of 15 minutes (900000ms). (2)
  • GitHub Check: Website
  • GitHub Check: Code
🔇 Additional comments (9)
core/src/main/java/gov/nist/secauto/metaschema/core/model/constraint/DefaultConstraintValidator.java (7)

54-79: LGTM! Thread-safe data structures and imports are appropriate.

The use of ConcurrentHashMap for valueMap and the addition of concurrency imports align well with the parallel validation requirements. The updated Javadoc correctly documents the thread-safety guarantees.


81-106: LGTM! Backward-compatible constructor pattern.

The delegation pattern preserves backward compatibility while enabling parallel configuration. Both constructors have proper Javadoc with @param tags as required by the coding guidelines.


691-697: LGTM! Thread-safe lazy initialization pattern.

The use of computeIfAbsent with Collections.synchronizedList is the correct pattern for thread-safe map value initialization when values need concurrent modification.


855-858: LGTM! Correct use of computeIfAbsent for thread-safe value status tracking.


945-1051: Well-designed thread-safe ValueStatus class.

The combination of:

  • synchronized method for registerAllowedValues (mutation)
  • volatile fields for visibility across threads
  • Snapshot-based reading in validate() under synchronization

This is a sound pattern that ensures thread-safe state management while avoiding holding locks during the validation logic itself.


1156-1191: LGTM! Well-implemented parallel child traversal.

The implementation correctly:

  • Creates isolated subContext for each parallel task
  • Waits for all futures before returning
  • Cancels remaining futures on exception (as requested in previous review)
  • Properly restores the interrupt flag on InterruptedException
  • Unwraps and rethrows the original exception cause

1193-1205: LGTM! Proper future cancellation implementation.

PRDs/20251217-parallel-constraint-validation/PRD.md (2)

126-142: PRD method names now align with implementation.

The getExecutor() and close() method signatures now correctly match the actual ParallelValidationConfig implementation, addressing the previous review comment about inconsistency.


338-349: Exception handling now consistent between PRD and implementation.

The PRD's exception handling pattern (rethrow RuntimeException causes, wrap others in ConstraintValidationException) matches the implementation in DefaultConstraintValidator.visitChildrenParallel() (lines 1179-1189). The previous concern about IllegalStateException vs ConstraintValidationException appears to be resolved.

@david-waltermire david-waltermire merged commit ddc25f6 into metaschema-framework:develop Dec 19, 2025
3 checks passed
@github-project-automation github-project-automation bot moved this from In review to Done in Spec and Tooling Work Board Dec 19, 2025
@david-waltermire david-waltermire deleted the feature/parallel-constraint-validation branch December 19, 2025 05:27
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